Regina Louise Banks

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-06-16

NC RA
APPROVED

Since 2021-06-16

Branch Locations

Blowing Rock, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Baco Raton	FL	06/1993	Present

06/1993 → Present

Lpl Financial Llc

Baco Raton, FL

Other Businesses

1. 11/25/2011 - R Banks Financial Consulting - INV RLE - Business Entity For Tax/Investment Purposes Only - NO TIME SPENT - President of R. Banks Financial Consulting, Responsible for quarterly filing of tax forms.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-02-21

S63 Uniform Securities Agent State Law Examination

1986-02-21