Mark Ira Baca

Current Employers

Employment History

• 09/1971 → Present
  The Baca Group
  Sacramento, CA
• 03/1991 → Present
  The Baca Group
  Sacramento, CA
• 01/1995 → Present
  The Ohio National Life Ins. Co
  Cincinnati, OH
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2017 → Present
  American River Wealth Management
  Rancho Cordova, CA
• 09/1971 → Present
  Mark Baca Clu & Associates
  Rancho Cordova, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/1997 → 06/2023
  Cetera Advisor Networks Llc
  El Segundo, CA

Other Businesses

1. SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LTC AND GROUP INS.; 2.NAME OF OTHER BUSINESS: THE BACA GROUP, INC. DBA MARK T BACA INSURANCE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 3/1997 POSITION/TITLE/RELATIONSHIP: REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE BUSINESS 3.NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 703 CAMINO WAY WOODLAND, CA 95695 NATURE OF BUSINESS: RENTAL HOME START DATE: 2008 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: 50% OWNER BRIEF DESCRIPTION OF DUTIES: NONE, WIFE MANAGES PROPERTY 4.NAME OF OTHER BUSINESS: CANON RENTAL INVESTMENT RELATED: NO ADDRESS: 2990 RIDGEVIEW DR. EL DORADO HILLS CA NATURE OF BUSINESS: RENTAL HOME START DATE: 2007 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: 50% OWNER BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURN 5.NAME OF OTHER BUSINESS: AMERICAN RIVER WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE INSURANCE & ESTATE PLANNING START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONSULTANT BRIEF DESCRIPTION OF DUTIES: SALE OF LIFE & HEALTH INSURANCE & ESTATE PLANNING 6. NAME OF OTHER BUSINESS: MARK BACA CLU & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 09/1971; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-23

Designations

Other Names

• Mark I Baca