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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-03-24 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 02/2011 | 02/2020 |
| Morgan Stanley Smith Barney Llc | New York | NY | 02/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2020 | Present |
*596268 - one story commercial building; Investment related: Yes; Dix Hills, New York; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 10/2012; During business hours: 1; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-02-13 |
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