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Alisa Bachana Jaffe

Ubs Financial Services Inc.

Port St. Lucie, FL

Boca Raton, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-10-10
TX RA APPROVED_RES 2014-10-09
  • FL RA
    APPROVED
    Since 2014-10-10
  • TX RA
    APPROVED_RES
    Since 2014-10-09

Branch Locations

Port St. Lucie, FL • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 10/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-29
S63 Uniform Securities Agent State Law Examination 2001-08-21
  • S65 Uniform Investment Adviser Law Examination
    2005-04-29
  • S63 Uniform Securities Agent State Law Examination
    2001-08-21
Other Names
  • Alisa Doritte Bachanajaffe
  • Alisa Doritte Bachanajaffe
  • Alisa Doritte Bachana
  • Alisa B Jaffe

View on SEC IAPD

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