Ellen Victoria Williams

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-16
MO	RA	APPROVED	2025-05-16

FL RA
APPROVED

Since 2025-05-16
MO RA
APPROVED

Since 2025-05-16

Branch Locations

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cutter & Company, Inc.	Chesterfield	MO	09/1990	05/2025
Prospera Financial Services, Inc.	St. Louis	MO	05/2025	Present

09/1990 → 05/2025

Cutter & Company, Inc.

Chesterfield, MO
05/2025 → Present

Prospera Financial Services, Inc.

St. Louis, MO

Previous Registrations

2004-02-24 → 2025-05-16

Cutter & Company, Inc.

St. Louis, MO

Ballwin, MO

Chesterfield, MO

Other Businesses

CUTTER AND COMPANY BROKERAGE, INC; INVESTMENT RELATED - YES; 15415 CLAYTON RD BALLWIN, MO 63011; DBA; ADVISOR; 05/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES. 10/06/2023-LADUE CHAPEL / 9450 CLAYTON ROAD, ST. LOUIS, MO 63124 / CO-CHAIR FINANCE COMMITTEE / OVERSEE CHURCH FINANCES / NO CUSTODY, CHECK SIGNING CAPABILITIES (2 REQUIRED) / 2 HOURS PER MONTH, NONE DURING FIRM BUSINESS HOURS / NO COMPENSATION

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-23
S63	Uniform Securities Agent State Law Examination	1986-05-09

S65 Uniform Investment Adviser Law Examination

2004-02-23
S63 Uniform Securities Agent State Law Examination

1986-05-09

Other Names

Ellen Victoria Williams
Ellie Williams
Ellen Victoria Clinton

View on SEC IAPD