Best Investors
Account
Sign in
Best Investors
Account
Sign in
Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-24 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sentry Consulting, Inc. | Charlotte | NC | 09/1996 | Present |
1. INVESTMENT ADVISORY REPRESENTATIVE WITH SENTRY CONSULTING, INC. PROVIDING ADVISORY SALES AND SERVICE. SPEND 160 HOURS/MONTH, WITH >95% OF ALL TRADING HOURS SPENT ON THIS ACTIVITY. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT RELATED ACTIVITY. BEGUN IN 1996. 2. NORTH CAROLINA LIFE ACCIDENT AND HEALTH LICENSE, LICENSED IN 1993 WITH LONG TERM CARE SUPPLEMENTAL LICENSE. COMMISSIONS PAID DIRECTLY TO KATHY STANLEY. DEVOTE 3 HOURS PER MONTH, PLUS CONTINUING EDUCATION REQUIREMENTS. LICENSE USED TO EFFICIENTLY DISCUSS INSURANCE-RELATED ISSUES WITH INDIVIDUALS. 3. NORTH CAROLINA REAL ESTATE LICENSE, LICENSED IN 1996, STATUS IS ACTIVE, BROKER IN CHARGE, ANY COMMISSIONS PAID DIRECTLY TO KATHY STANLEY, DEVOTE 3 HOURS PER MONTH PLUS CONTINUING EDUCATION REQUIREMENTS. LICENSE IS USED TO EFFICIENTLY DISCUSS REAL ESTATE MATTERS WITH INDIVIDUALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-14 |
Reach out to this advisor