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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WV | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | East Liverpool | OH | 05/1998 | 11/2024 |
| Lpl Enterprise, Llc | Weirton | WV | 11/2024 | Present |
1) 10/28/2024- Marie D. Kamarados, Trust- Act in a Fiduciary Capacity- INV Related- Weirton, WV- Start Date 04/01/2015- 2hrs/mth- 0hrs during trading 2) 10/28/2024- Irene K. Harrington- Act in a Fiduciary Capacity- INV Related- Weirton, WV- Start Date 05/17/2019- 0hrs/mth- 0hrs during trading 3) 05/28/2025 - The Patrick J. and Irene K. Harrington Living Trust 5/17/2019 Amended 1/31/2025 - Act in a Fiduciary Capacity - NOT INV REL - Carmel, IN - Start Date 01/31/2025 - 0hrs/mth- 0hrs during trading 4) 10/28/2024 - NIkolas A. Kamarados General Health Agent - Non-Variable Insurance - INV REL - Weirton, WV - Start Date 10/11/2023 - 4hrs/mth - 0hrs/mo during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-26 |
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