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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-16 |
| NJ | RA | APPROVED | 2019-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Resources, Inc. | Parsippany | NJ | 12/1986 | 09/2018 |
| Summit Equities, Inc. | Parsippany | NJ | 12/1986 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2016 | Present |
| Summit Financial, Llc | Parsippany | NJ | 11/2018 | Present |
1. Summit Financial, Inc.-Investment related-4 Campus Drive, Parsippany, NJ 07054-RIA-IAR-12/1987-160 hrs/mth-100% during trading hrs-Advising clients on financial matters. 2. Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Ms. Orlando Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-12 |
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