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Richard Joseph Gerrity

LPl Financial LLC

Jacksonville, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-14
FL RA APPROVED 2000-01-19
  • TX RA
    APPROVED_RES
    Since 2014-07-14
  • FL RA
    APPROVED
    Since 2000-01-19

Branch Locations

7077 Bonneval Rd Ste 450, Jacksonville, FL 32216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger) Jacksonville FL 01/2000 Present
  • 01/2000 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger)
    Jacksonville, FL
Other Businesses

(1) 12/16/2003: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) (2) 12/15/2010: Gerrity & Co. Private Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 09/26/2011: Rich Gerrity Rental Income - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent (4) 01/23/2024 - Real Estate Rental - Investment Related - Jacksonville, FL - Start Date 11/02/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-23
  • S63 Uniform Securities Agent State Law Examination
    1987-10-23

View on SEC IAPD

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