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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Independent Advisors, Llc | Houston | TX | 09/2005 | 08/2026 |
| Equitable Advisors, Llc | Canyon Lake | TX | 08/2026 | Present |
1. Marmaya; 1464 Oakridge Lane Canyon Lake TX 78133; Family Limited Partnership; Owner; Financial Advisor; affiliation started 01/26/2006; 1.0 hour per month; during securities trading hours; Investment-Related. 2. Legal Name: Krista Hall LLC; 1464 Oakridge Lane Canyon Lake TX 78133; checking account; Owner; this is a checking account; affiliation started 11/01/2005; 1.0 hour per year; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-22 |
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