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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-09-09
CA RA APPROVED 2024-09-06
DC RA APPROVED 2018-03-07
OK RA APPROVED 2009-04-13
TX RA APPROVED_RES 2009-03-05
WA RA APPROVED 2009-02-11
  • ID RA
    APPROVED
    Since 2024-09-09
  • CA RA
    APPROVED
    Since 2024-09-06
  • DC RA
    APPROVED
    Since 2018-03-07
  • OK RA
    APPROVED
    Since 2009-04-13
  • TX RA
    APPROVED_RES
    Since 2009-03-05
  • WA RA
    APPROVED
    Since 2009-02-11

Branch Locations

11711 Se 8Th Street Ste 201, Bellevue, WA 98005 • United States

Palm Desert, CA • United States

Coolin, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Bellevue WA 02/2009 Present
Thrivent Financial Appleton WI 02/2009 Present
Previous Registrations
  • 2007-04-24 → 2009-02-10
    Kms Financial Services, Inc.
    Seattle, WA
    Seattle, WA
  • 2000-06-23 → 2007-04-26
    Seattle, WA
Other Businesses

PRIEST LAKE LEGACY, LLC POSITION: Co-owner of LLC NATURE: Property ownership of cabin on Priest Lake. Address of cabin is 189 Pinto Pt Rd, Coolin ID 83821 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2016 ADDRESS: 26712 151st St E, Buckley WA 98321 DESCRIPTION: Ongoing decision making about the property PRIEST LAKE JET SKI LLC POSITION: Co-owner NATURE: Co-ownership and rules associated with two jet skis to use at cabin. Co-owners are Tom Lindquist and Brad Creswell. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/14/2021 ADDRESS: 189 Pinto Pt Rd, Coolin ID 83821, United States DESCRIPTION: Co-management of operation of jet skis.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-21
S63 Uniform Securities Agent State Law Examination 1986-01-14
  • S65 Uniform Investment Adviser Law Examination
    1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1986-01-14
Other Names
  • J J Johnson

View on SEC IAPD

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