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Robert Alan Wilber

Spc

Elyria, OH

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-01-05
  • OH RA
    APPROVED
    Since 2010-01-05

Branch Locations

860 E Broad Street Suite G, Elyria, OH 44035 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 01/2010 Present
Spc Ann Arbor MI 01/2010 Present
  • 01/2010 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2010 → Present
    Ann Arbor, MI
Previous Registrations
  • 2007-01-17 → 2009-12-31
    Brookstone Securities, Inc.
    Overland Park, KS
    Elyria, OH
    Palm Harbor, FL
  • 2001-07-21 → 2008-04-24
    R & L Financial Services, Inc.
    Elyria, OH
Other Businesses

FINANCIAL MENTORING FOUNDATION - OWNER - 10%. AGENT FOR VARIOUS INSURANCE COMPANIES - 20%. ROBERT A. WILBER RETIREMENT INVESTING (DBA). Notary Public, Lorain County, OH. Providing notary services on an as-needed basis. Commission began 6/27/22 and ends on 6/26/27. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-14
S63 Uniform Securities Agent State Law Examination 1992-07-16
  • S65 Uniform Investment Adviser Law Examination
    1998-09-14
  • S63 Uniform Securities Agent State Law Examination
    1992-07-16
Other Names
  • Bob Wilber

View on SEC IAPD

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