Best Investors
Account
Sign in
Best Investors
Account
Sign in
San Juan Capistrano, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1999-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | San Juan Capistrano | CA | 08/1995 | 11/2023 |
| Menon/Brown Advisory Group | San Juan Capistrano | CA | 04/2003 | Present |
| Osaic Wealth, Inc. | San Juan Capistrano | CA | 11/2023 | Present |
1. INVESTMENT ADVISORY SERVICES PROVIDED THROUGH MENON/BROWN ADVISORY GROUP AS AN INVESTMENT ADVISER REPRESENTATIVE; I AM LICENSED AND DO INSURANCE BUSINESS IN CALIFORNIA. 2. FSC Securities Corporation - Registered representative - sale of securities on a commission basis. 40 hours/ month. Investment related. 3. Banner Life Insurance Company/Transamerica Life - Agent - sale of fixed insurance products. < 5 hours/month. 4. MENON/BROWN ADVISORY GROUP POSITION: Registered Investment Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/01/1999 ADDRESS: 30921 Via Ultimo San Juan Capistrano Ca 92675, San Juan Capistrano CA 92675, United States DESCRIPTION: Solicit new clients for fee based services. Monitor and advise existing client accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-30 |
Reach out to this advisor