Best Investors Account Sign in

Lyman H Bond

Wells Fargo Clearing Services, LLC

Indianapolis, IN

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • IN RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Indianapolis IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Indianapolis IN 11/2016 Present
Previous Registrations
  • 1998-12-10 → 2003-07-01
    Prudential Equity Group, Llc
    Indianapolis, IN
Other Businesses

1. VALLEY FARMS, NOT INVESTMENT RELATED, FAMILY FARMING BUSINESS, MEMBER, 10 HOURS PER MONTH, NOT DURING BUSINESS HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-22
S63 Uniform Securities Agent State Law Examination 1986-06-26
  • S65 Uniform Investment Adviser Law Examination
    1993-01-22
  • S63 Uniform Securities Agent State Law Examination
    1986-06-26
Other Names
  • Lyman Herbert Bond
  • L.H Bond Iii
  • Lyman Herbert Bond

View on SEC IAPD

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor