Charles Edward Stockham

Current Employers

Employment History

• 12/1994 → 07/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 07/2022
  First Allied Advisory Services
  Schaumburg, IL
• 07/2022 → Present
  Ia Network Llc D/B/A Stockham Financial
  Pinehurst, NC
• 07/2022 → 10/2023
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY

Previous Registrations

• 2020-11-12 → 2022-07-28
  Cetera Investment Advisers Llc
  Charlotte, NC
  Pinehurst, NC
  Charlotte, NC
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Pinehurst, NC
  Charlotte, NC
• 2002-04-29 → 2012-07-02
  First Allied Securities, Inc.
  Pinehurst, NC
  Charlotte, NC

Other Businesses

1.) IA Network d/b/a STOCKHAM FINANCIAL. Investment related. Office of Employment Address. Advisory Business. Advisor. 07/2022. 100 hrs/mo. 100 hrs during trading. Investment Advisory, client meetings, account management and review etc. 2.) CSKS Investment Group LLC. Not investment related. 90 Aviemore Dr, Pinehurst, NC 28374, LLC holds commercial rental building. Manager and Co-owner along with my wife Kathleen. 2014. 2hrs/mo 0 hrs per trading. Maintain bank and expense records monthly and prep for and file income taxes. The LLC does pay rental income to me as 1099 income. 3.) MPM Investment Group, LLC. Not investment related. Office of employment address. LLC holds family farm land in Alabama. Manager and co-owner along with my wife Kathleen. 2003. 2 hrs/mo 0 hrs during trading. Maintain bank and expense records monthly and prep for and file income taxes and annual reports. No compensation for these duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-20
• S63 Uniform Securities Agent State Law Examination
  1986-02-21