Mark William Birringer

Current Employers

Employment History

• 06/2009 → 09/2020
  Morgan Stanley Smith Barney
  Chicago, IL
• 01/2015 → 09/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2020 → Present
  Raymond James & Associates, Inc.
  Chicago, IL

Previous Registrations

• 2009-06-01 → 2020-07-30
  Morgan Stanley
  Chicago, IL
  Miami, FL
  Miami Beach, FL
  Chicago, IL
• 2008-07-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
• 1999-11-01 → 2008-07-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL

Other Businesses

(1)Name of Business: Hoffman, Fran Address: 228 Washington Ave , Miami Beach , FL, 33139, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/11/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was named co-successor trustee of this trust. I will be distributed out completely per the trust document within 12 months. (2)Name of Business: Hoffman, Fran Address: 228 Washington Ave, Miami Beach , FL, 33139, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/11/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: distribute estate according to the trust document (3)Name of Business: Hoffman, Fran Address: 228 Washington Ave, Miami Beach , FL, 33139, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 02/24/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administer the foundation per the formation documents. (4)Name of Business: UM PE LLC Address: 228 Washington Ave, Miami Beach, FL, 33139, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 02/25/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a family owned investment entity to own private equity investments. My daughter Montana Birringer is the Manager. Members include Mark and Jill Birringer Revocable and Irrevocable Trusts. Jill birringer is my ex spouse\n\nI am a passive member of this entity. (5)Name of Business: UM Sail LLC Address: 228 Washington ave, Miami beach , FL, 33139, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 10/28/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member of this LLC\nPassive

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-13
• S63 Uniform Securities Agent State Law Examination
  1992-11-02