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Alan Hugh Lawrence

Lawrence, Alan

Dallas, TX

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Current Employers
Lawrence, Alan

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-19
  • TX RA
    APPROVED
    Since 2023-01-19

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Research Financial Dallas TX 12/1990 Present
  • 12/1990 → Present
    First Research Financial
    Dallas, TX
Previous Registrations
Other Businesses

NAME/BUSINESS: REAL ESTATE INVESTMENT-RELATED: I PLAN FOR PROFIT/RESALE/RENTAL NO CLIENTS INVOLVED. ADDRESS OF THE OTHER BUSINESS: 4315 BRIARGROVE LANE, DALLAS TX NATURE/BUSINESS FROM TIME TO TIME PURCHASE/PROP. FOR ME OR MY TRUST/LIVE IN/RENT/SELL/BUILD/LOAN FUNDS FOR SAME TITLE: OWNER/TRUSTEE/PARTNER START:1976 HOURS/MONTH AT TIMES OVER 250 HOURS A MONTH HOURS DEVOTE DURING SECURITIES TRAD/DEPENDS CAN BE 250 HOURS MONTH DUTIES: BUY/SELL/RENT/REPAIR/ADMINISTER ALL PROPERTIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24
Designations

View on SEC IAPD

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