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Timothy Clifford Hayes

Rbc Capital Markets, LLC

Hudson, OH

Westlake, OH

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
OH RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • OH RA
    APPROVED
    Since 2009-03-13

Branch Locations

Hudson, OH • United States

2 Equity Way Suite 200, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Cleveland OH 03/2009 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-13
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S65 Uniform Investment Adviser Law Examination
    2000-06-13
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24
Other Names
  • Tim Hayes
  • Timothy C Hayes

View on SEC IAPD

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