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William Raney Sachs

St. James Investment Company, LLC

Southlake, TX

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Current Employers
St. James Investment Company, Llc

535 S. Kimball Avenue Suite 140, Southlake, TX 76092 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-08-25
  • TX RA
    APPROVED
    Since 2009-08-25

Branch Locations

535 S. Kimball Ave, Suite 140, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Srcm, Llc Dallas TX 08/2007 Present
St. James Investment Company, Llc Southlake TX 08/2009 Present
Previous Registrations
  • 2002-09-17 → 2015-11-12
    Liberty Funds Group
    Dallas, TX
  • 2008-02-22 → 2009-12-02
    Natural Resources Capital, Llc
    Dallas, TX
  • 2006-07-06 → 2008-12-31
    Awm Services, Llc
    Dallas, TX
    Midland, TX
    Dallas, TX
  • 2005-03-29 → 2005-12-31
    Liberty St. James
    Lubbock, TX
Other Businesses

SRCM, LLC- 3838 OAK LAWN AVENUE, DALLAS,TEXAS; INVESTMENT RELATED - NOT SECURITIES RELATED; MANAGEMENT OF OIL AND GAS ROYALTY PARTNERSHIPS; 160 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS DEDICATED TO THIS OBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-09
S63 Uniform Securities Agent State Law Examination 1986-02-20
  • S65 Uniform Investment Adviser Law Examination
    1995-03-09
  • S63 Uniform Securities Agent State Law Examination
    1986-02-20
Other Names
  • Bill Sachs

View on SEC IAPD

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