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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Analysts, Incorporated | Indianapolis | IN | 10/1988 | Present |
| Lincoln Investment | Indianapolis | IN | 06/2012 | 09/2020 |
| The O.N. Equity Sales Company | Cincinnati | OH | 09/2020 | Present |
| Ohio National Financial Services | Cincinnati | OH | 09/2020 | Present |
1) SJS ASSOCIATES LLC ; ADDRESS: 1080 W Huntsville Rd, Pendleton IN 46064, United States; INVESTMENT RELATED: Yes: fixed Life Insurance Sales; agent; 03/01/1985; NUMBER OF HOURS: 70 (SECURITIES TRADING HOURS: 70 ) ;DESCRIPTION: Sales and service of life and annuity products. 2) United Methodist Mens Group; not investment related; state street Pendleton IN 46064; church fundraising activities; Treasurer; 01/01/2022; 2 hours/month 0 during market hours; collect and monitor funds of the group, report to group monthly. 3) Main Street Pendleton; not investment related; 1080 W Huntsville Rd Pendleton IN 46064; Historic Preservation of downtown business buildings; President; 01/01/2014; 10 hours/month (0 during security hours) Help maintain goals and objectives of the organization
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-02-21 |
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