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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-16
  • IN RA
    APPROVED
    Since 2021-06-16

Branch Locations

Pendleton, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Analysts, Incorporated Indianapolis IN 10/1988 Present
Lincoln Investment Indianapolis IN 06/2012 09/2020
The O.N. Equity Sales Company Cincinnati OH 09/2020 Present
Ohio National Financial Services Cincinnati OH 09/2020 Present
  • 10/1988 → Present
    Capital Analysts, Incorporated
    Indianapolis, IN
  • 06/2012 → 09/2020
    Indianapolis, IN
  • 09/2020 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 09/2020 → Present
    Ohio National Financial Services
    Cincinnati, OH
Previous Registrations
  • 2012-06-01 → 2020-09-15
    Cincinnati, OH
    Carmel, IN
    Fort Washington, PA
  • 2012-06-04 → 2020-09-15
    Indianapolis, IN
  • 2001-01-03 → 2012-06-01
    Cincinnati Analysts, Inc.
    Indianapolis, IN
    Cincinnati, OH
    South Bend, IN
Other Businesses

1) SJS ASSOCIATES LLC ; ADDRESS: 1080 W Huntsville Rd, Pendleton IN 46064, United States; INVESTMENT RELATED: Yes: fixed Life Insurance Sales; agent; 03/01/1985; NUMBER OF HOURS: 70 (SECURITIES TRADING HOURS: 70 ) ;DESCRIPTION: Sales and service of life and annuity products. 2) United Methodist Mens Group; not investment related; state street Pendleton IN 46064; church fundraising activities; Treasurer; 01/01/2022; 2 hours/month 0 during market hours; collect and monitor funds of the group, report to group monthly. 3) Main Street Pendleton; not investment related; 1080 W Huntsville Rd Pendleton IN 46064; Historic Preservation of downtown business buildings; President; 01/01/2014; 10 hours/month (0 during security hours) Help maintain goals and objectives of the organization

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-21
  • S63 Uniform Securities Agent State Law Examination
    1986-02-21
Other Names
  • Steve Schug

View on SEC IAPD

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