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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-15
IL RA APPROVED 2000-01-10
  • TX RA
    APPROVED_RES
    Since 2013-07-15
  • IL RA
    APPROVED
    Since 2000-01-10

Branch Locations

West Chicago, IL • United States

135 E. Algonquin Road Suite C, Arlington Heights, IL 60005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc. New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

OUTSIDE INSURANCE BROKERAGE. BDL, LLC, MEMBER, LLC IS USED TO PAY OFFICE RENT, OPERATING EXPENSES, PAYROLL AND RELATED EXPENSES, 01.2005. TRUSTEE OF OWN TRUST, 07.2023. SUCCESSOR TRUSTEE OF WIFE'S TRUST, 07.2023.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-03
S63 Uniform Securities Agent State Law Examination 1991-06-22
  • S65 Uniform Investment Adviser Law Examination
    1999-06-03
  • S63 Uniform Securities Agent State Law Examination
    1991-06-22

View on SEC IAPD

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