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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| HI | RA | APPROVED | 2023-06-29 |
Branch Locations
1390 Willow Pass Rd Ste 900, Concord, CA 94520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE; 2. NAME OF OTHER BUSINESS: HTO LAUIKI LLC, INVESTMENT RELATED: NO, ADDRESS: 3370 KEAHI ST, HONOLULU, HI 96822, NATURE OF BUSINESS: APARTMENT RENTALS, POSITION/TITLE/RELATIONSHIP: MANAGER, CO-OWNER, START DATE: 1/2007 APX NUMBER OF HOURS PER MONTH: 1-4, BRIEF DESCRIPTION OF DUTIES: MANAGER DUTIES, RECORD KEEPING; 3. NAME OF OTHER BUSINESS: TOH WAIALAE LLC, INVESTMENT RELATED: NO, ADDRESS: 3370 KEAHI ST, HONOLULU, HI 96822, NATURE OF BUSINESS: COMMERCIAL PROPERTY RENTAL, POSITION/TITLE/RELATIONSHIP: MANAGER, CO-OWNER, START DATE: 1/2007 APX NUMBER OF HOURS PER MONTH: 1-4, BRIEF DESCRIPTION OF DUTIES: MANAGER DUTIES, RECORD KEEPING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-12-16 |
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