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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-08 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 04/1990 | 02/2018 |
| Unemployed | Tampa | FL | 02/2018 | 02/2019 |
| American Funds | Los Angeles | CA | 02/2019 | Present |
Name of Other Business: Colaborate / Investment Related? No / Address of Other Business: Tampa, FL / Nature of Other Business: Healthcare consulting - This is my husband's company. I am listed as VP; however, I do not work within the company. I am listed as VP for emergency reasons only. / Position: Vice President / Start Date: 10/2005 / Number of hours a month: 0 Name of the other business: Hunter Consulting / Is the business Investment Related: No / The address of the other business: Tampa, FL / The nature of the other business: Healthcare Consulting / Your position/title: Vice President / Start date: 2005 / The number of hours/month you devote to the other business: 0 / The number of hours during securities trading hours: 0 Name of Other Business: COLABORATE TRANSACTION ADVISORS, LLC POSITION: Vice President NATURE: Healthcare Transaction - within the clinical lab space INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2023 ADDRESS: 67 Ladoga Avenue, Tampa FL 33606, United States DESCRIPTION: This is my husband's new company. I just had my name added to the company on 06/24/24. As with his other companies, I am not involved in any day to day activities. I am listed as the VP on the company in case something happens to my husband then I am able to keep access accounts etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-19 |
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