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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-06
TX RA APPROVED 2018-08-23
VA RA APPROVED 2016-01-06
  • GA RA
    APPROVED
    Since 2024-06-06
  • TX RA
    APPROVED
    Since 2018-08-23
  • VA RA
    APPROVED
    Since 2016-01-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

5500 Peachtree Pkwy, Norcross, GA 30092 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfax VA 08/2011 Present
F & L Investment Properties, Inc Montgomery AL 03/2005 Present
Other Businesses

I*90044FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: F&L INVESTMENT PROPERTIES, INC.INVESTMENT RELATED: NADDRESS OF BUSINESS: MONTGOMERY, ALABAMA 36110NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/1998NUMBER OF HOURS DEVOTED: 48 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: RESIDENTIAL PROPERTY RENTAL I*2669332, Entity Type: Entity Charitable, Name of OBA: Families First, Address: Atlanta, Georgia, 30314, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/07/2025, No Hours: 8 Monthly, No Hours during Trading: 2 Monthly, Duties: Board Member, Founded in 1890, Families First improves the outcomes for families who have complex challenges by helping them strengthen their resiliency, connecting them to internal Families First programs including mental health, navigator, parenting education, teenage pregnant and parenting and adoption support services as well as linkages to external services via our community partnerships

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-28
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2015-12-28
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Freda Lewis
  • Alfreda Fleshia Lewis
  • Alfredia Fleshia Lewis
  • Felicia Lewis

View on SEC IAPD

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