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Kimberly K Emken

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Matthews, NC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-06
NC RA APPROVED 2007-07-20
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • NC RA
    APPROVED
    Since 2007-07-20

Branch Locations

Matthews, NC • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Charlotte NC 07/2007 Present
  • 07/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-31
S63 Uniform Securities Agent State Law Examination 1993-02-23
  • S65 Uniform Investment Adviser Law Examination
    1998-08-31
  • S63 Uniform Securities Agent State Law Examination
    1993-02-23
Other Names
  • Kim Wilson
  • Kimberly Smith Wilson
  • Kim Wilson
  • Kimberly Karole Wilson

View on SEC IAPD

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