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Current Employers
Cornerstone Investment Services

245 Waterman Street Suite 504A, Providence, RI 02906 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2015-11-24
MA RA APPROVED 2012-10-10
FL RA APPROVED 2012-10-02
TX RA APPROVED 2012-05-08
RI RA APPROVED 2003-01-01
  • ME RA
    APPROVED
    Since 2015-11-24
  • MA RA
    APPROVED
    Since 2012-10-10
  • FL RA
    APPROVED
    Since 2012-10-02
  • TX RA
    APPROVED
    Since 2012-05-08
  • RI RA
    APPROVED
    Since 2003-01-01

Branch Locations

245 Waterman Ave Ste 301, Providence, RI 02916 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Providence RI 05/1999 06/2019
Cornerstone Investment Services Providence RI 05/1999 Present
Vestech Securities, Inc. St Louis MO 06/2019 10/2020
1320, Inc. Providence Way NV 12/2021 Present
  • 05/1999 → 06/2019
    Cantella & Co., Inc.
    Providence, RI
  • 05/1999 → Present
    Providence, RI
  • 06/2019 → 10/2020
    Vestech Securities, Inc.
    St Louis, MO
  • 12/2021 → Present
    1320, Inc.
    Providence Way, NV
Previous Registrations
  • 2002-11-25 → 2005-07-11
    Cantella & Co., Inc.
    Providence, RI
    Providence, RI
    Poetry, TX
    Poetry, TX
Other Businesses

1. CORNERSTONE INVESTMENT SERVICES, LLC, 245 WATERMAN ST, PROVIDENCE, RI 02906; CORNERSTONE IS AN RIA DOING PORTFOLIO MNGMNT FOR INDIV, PENSION & PROFIT SHARING PLANS, TRUSTS, ESTATES, CHARITABLE ORGS & CORPORATIONS. ALL ADVISORY ACCOUNTS ARE HELD THROUGH CANTELLA'S PLATFORM. SINCE 05/1999. 2. LIFE INSURANCE AND FIXED ANNUITIES, ONE HOUR PER MONTH 1 DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SELLING , FOLLOW-UP AND SERVICING ACCOUNTS. 3. RENTAL INCOME OF OFFICE SPACE FOR CORNERSTONE INVESTMENTS. ABOUT 1 HOUR A MONTH IS DEVOTED TO THIS, NONE DURING TRADING HOURS. START DATE: 10/2007 4. 1320, Inc; Investment related: Yes; Location: 2130 Providence Way, Nevada, TX 75173; Description: 1320, Inc will own Cornerstone investment Services, LLC and will deal in non-investment related retail sales of goods.; Position Title: President; Responsibilities Duties: John Riley will run the day to day operations of 1320, Inc. ; Start date with business: 2021-12-15; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-15
S63 Uniform Securities Agent State Law Examination 1986-02-26
  • S65 Uniform Investment Adviser Law Examination
    1995-09-15
  • S63 Uniform Securities Agent State Law Examination
    1986-02-26
Other Names
  • John J. Riley
  • John James Riley

View on SEC IAPD

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