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245 Waterman Street Suite 504A, Providence, RI 02906 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2015-11-24 |
| MA | RA | APPROVED | 2012-10-10 |
| FL | RA | APPROVED | 2012-10-02 |
| TX | RA | APPROVED | 2012-05-08 |
| RI | RA | APPROVED | 2003-01-01 |
Branch Locations
245 Waterman Ave Ste 301, Providence, RI 02916 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Providence | RI | 05/1999 | 06/2019 |
| Cornerstone Investment Services | Providence | RI | 05/1999 | Present |
| Vestech Securities, Inc. | St Louis | MO | 06/2019 | 10/2020 |
| 1320, Inc. | Providence Way | NV | 12/2021 | Present |
1. CORNERSTONE INVESTMENT SERVICES, LLC, 245 WATERMAN ST, PROVIDENCE, RI 02906; CORNERSTONE IS AN RIA DOING PORTFOLIO MNGMNT FOR INDIV, PENSION & PROFIT SHARING PLANS, TRUSTS, ESTATES, CHARITABLE ORGS & CORPORATIONS. ALL ADVISORY ACCOUNTS ARE HELD THROUGH CANTELLA'S PLATFORM. SINCE 05/1999. 2. LIFE INSURANCE AND FIXED ANNUITIES, ONE HOUR PER MONTH 1 DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SELLING , FOLLOW-UP AND SERVICING ACCOUNTS. 3. RENTAL INCOME OF OFFICE SPACE FOR CORNERSTONE INVESTMENTS. ABOUT 1 HOUR A MONTH IS DEVOTED TO THIS, NONE DURING TRADING HOURS. START DATE: 10/2007 4. 1320, Inc; Investment related: Yes; Location: 2130 Providence Way, Nevada, TX 75173; Description: 1320, Inc will own Cornerstone investment Services, LLC and will deal in non-investment related retail sales of goods.; Position Title: President; Responsibilities Duties: John Riley will run the day to day operations of 1320, Inc. ; Start date with business: 2021-12-15; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-26 |
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