Thomas Patrick Cox

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-13
NJ	RA	APPROVED	2015-10-02

TX RA
APPROVED_RES

Since 2024-09-13
NJ RA
APPROVED

Since 2015-10-02

Branch Locations

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Paramus	NJ	09/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	09/2015	Present

09/2015 → Present

Morgan Stanley

Paramus, NJ
09/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2011-02-11 → 2014-08-15

Intl Advisory Consultants Inc.

Birmingham, AL
2002-07-18 → 2008-04-04

Citigroup Global Markets Inc.

New York, NY

Orlando, FL

Orlando, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-05
S63	Uniform Securities Agent State Law Examination	1986-01-23

S66 Uniform Combined State Law Examination

2002-07-05
S63 Uniform Securities Agent State Law Examination

1986-01-23

Other Names

Thomas W Cox
Thomas William Cox
Thomas William Cox

View on SEC IAPD