David Lee Cowan

Current Employers

William Joseph Capital Management, Inc.

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2015-10-05

CT RA
APPROVED

Since 2015-10-05

Branch Locations

Noth Haven, CT • United States

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
William Joseph Capital Management Llc	North Haven	CT	09/2015	Present
Legacy Retirement Gp. Llc	North Haven	CT	01/1990	Present

09/2015 → Present

William Joseph Capital Management Llc

North Haven, CT
01/1990 → Present

Legacy Retirement Gp. Llc

North Haven, CT

Other Businesses

Legacy Retirement Group, LLC; not-investment related. Sale of insurance - life, fixed annuities, long-term care. Owner. Started in January, 1990. 60 hours per month during working hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-27
S63	Uniform Securities Agent State Law Examination	1986-01-02

S65 Uniform Investment Adviser Law Examination

2015-08-27
S63 Uniform Securities Agent State Law Examination

1986-01-02