Thomas Joseph Colbert

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29
VT	RA	APPROVED	2023-06-29

MA RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29
VT RA
APPROVED

Since 2023-06-29

Branch Locations

963 Paine Turnpike, Unit 3-G, Berlin, VT 05602 • United States

100 Cummings Center Suite 363-C, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vista Financial Group, Inc	Beverly	MA	07/1998	Present
Vista Insurance Agency, Inc	Beverly	MA	07/1997	Present
Cem Realty Trust	Beverly	MA	11/2008	Present
Voya Financial Advisors	Des Moines	IA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

07/1998 → Present

Vista Financial Group, Inc

Beverly, MA
07/1997 → Present

Vista Insurance Agency, Inc

Beverly, MA
11/2008 → Present

Cem Realty Trust

Beverly, MA
09/2014 → 06/2021

Voya Financial Advisors

Des Moines, IA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2004-01-01 → 2021-06-09

Voya Financial Advisors, Inc.

Newark, OH

Houston, TX

Plano, TX

Windsor, CT

Grafton, MA

Windsor, CT
2003-08-14 → 2004-01-01

Locust Street Securities, Inc.

Northboro, MA

Other Businesses

1) NAME OF ENTITY: Vista Insurance Agency, Inc.; Yes; SAME AS REGISTERED LOCATION; Financial Services; President; 1/1/2000; 60; 60; Administration & Sales| 2) NAME OF ENTITY: Vista Financial Group, Inc. ; Yes; SAME AS REGISTERED LOCATION; Financial Services; President; 1/1/2004; 60; 60; Administration & Sales| 3) NAME OF ENTITY:CEM Realty Trust; No; SAME AS REGISTERED LOCATION; realty holding company; beneficiary; 11/5/2008; 0; 0; no duties associated with this activity| 4) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2000; 60; 60; SALES OF FIXED INSURANCE PRODUCTS| 5) NAME OF ENTITY:LIFE SETTLEMENTS; No; SAME AS REGISTERED LOCATION; LIFE SETTLEMENTS; INDEPENDENT AGENT; 8/25/2018; 5; 5; Act as a broker to place life settlement for clients| 6) NAME OF OTHER BUSINESS: MANCHESTER HARBOR BOAT CLUB; INVESTMENT RELATED: NO; ADDRESS: MHBC, MASCONOMO PARK, MANCHESTER-BY-THE-SEA, MA 01944; NATURE OF BUSINESS: BOAT CLUB; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: COMMODORE; APX NUMBER OF HOURS PER WEEK: 1; NOT DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: FACILITATE A MONTHLY BOARD OF GOVERNORS' MEETING ASSIST AT SCHEDULING CLUB SOCIAL EVENTS, RESPONDING TO MEMBER EMAILS AND OVERSEE THE OPERATIONS OF THE CLUB'S BOAT DOCKS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-08-05

S63 Uniform Securities Agent State Law Examination

1986-08-05

Designations

Other Names

Tom Colbert

View on SEC IAPD