Eric Franklin Fischer

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-26
NJ	RA	APPROVED	2008-08-26

NY RA
APPROVED

Since 2021-04-26
NJ RA
APPROVED

Since 2008-08-26

Branch Locations

390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Garden City	NY	08/2008	Present

08/2008 → Present

Royal Alliance Associates, Inc.

Garden City, NY

Other Businesses

1.INSURANCE; INVESTMENT ADVISORY SERVICE 2. GATEWAY INVESTMENTS LLC POSITION: advisor NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2012 ADDRESS: 390 old country road, 2nd floor, garden city NY 11530, United States DESCRIPTION: advisor through broker dealer royal alliance, gateway investments only marketing name

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-07
S63	Uniform Securities Agent State Law Examination	1986-06-18

S65 Uniform Investment Adviser Law Examination

1992-10-07
S63 Uniform Securities Agent State Law Examination

1986-06-18

Other Names

Eric Franklin Fisher

View on SEC IAPD