Timothy Peter Ciraulo

Current Employers

Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-09-01

FL RA
APPROVED

Since 2016-09-01

Branch Locations

777 Yamato Road Suite 500, Boca Raton, FL 33431 • United States

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pmk Securities & Research	Delray Beach	FL	10/2002	Present
Hennion & Walsh Inc.	Delray Beach	FL	12/2013	Present

10/2002 → Present

Pmk Securities & Research

Delray Beach, FL
12/2013 → Present

Hennion & Walsh Inc.

Delray Beach, FL

Previous Registrations

2013-01-07 → 2014-02-03

Pmk Capital Advisors Inc

Delray Beach, FL
2013-02-15 → 2013-12-31

Pmk Securities & Research, Inc.

Delray Beach, FL

Delray Beach, FL
1999-04-29 → 2006-01-30

Investment Sciences, Inc.

Delary Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-19
S63	Uniform Securities Agent State Law Examination	1986-03-11

S65 Uniform Investment Adviser Law Examination

2012-11-19
S63 Uniform Securities Agent State Law Examination

1986-03-11

Other Names

Timothy P Ciraulo

View on SEC IAPD