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34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2012-12-19 |
| OH | RA | APPROVED | 2010-07-15 |
Branch Locations
3061 Harrodsburg Road, Lexington, KY 40513 • United States
3100 Richmond Road, Lexington, KY 40509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Dayton | OH | 07/2010 | Present |
CINCY DEVELOPMENT LLC- NOT INVESTMENT RELATED - 1117 BELVEDERE ST, CINCINNATI, OH 45202 - - PARTNER - 4-6 HRS/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM - BUYING DISTRESSED REAL ESTATE FORECLOSURES AND SHORT SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-24 |
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