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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2007-05-16 |
| TX | RA | APPROVED | 2007-05-16 |
Branch Locations
6100 Tower Circle Suite 100, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Nashville | TN | 08/2010 | Present |
1) Reynolds Family Farm LLC/ investment related?: / 1001 Pine Ave, AL, Geneva, 36340/ Family owned timber farm/ Part owner, current managing partner, head of the two member board/ Moderate the annual meeting, oversee day to day activities, insure the bills are paid as needed./ start date: 1/10/2020/ time reqd during work?: no 2)United Methodist Foundation for the Tennessee-Western Kentucky Conference,NashvilleTennesseeUnited States,Foundation,CharityProvide support for Methodist churches in the Tennessee and Western Kentucky Conference,Advisor or advisory group member if advice given may influence an officer/board,Review and approve policies of the Foundation. Serve on the investment committee. Approve disbursement of the foundation.Start date10/1/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-16 |
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