Neil Reuben Cooper

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-11-08
FL	RA	APPROVED	2012-11-14
IL	RA	APPROVED	2003-07-01
TX	RA	APPROVED_RES	2003-07-01

NC RA
APPROVED

Since 2018-11-08
FL RA
APPROVED

Since 2012-11-14
IL RA
APPROVED

Since 2003-07-01
TX RA
APPROVED_RES

Since 2003-07-01

Branch Locations

Boca Raton, FL • United States

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Deerfield	IL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Deerfield	IL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Deerfield, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Deerfield, IL

Previous Registrations

1992-09-11 → 2003-07-01

Prudential Equity Group, Llc

Deerfield, IL

Other Businesses

1. COOPER MARKS PARTNERSHIP, NOT INV RELATED, DEERFIELD, IL, 50% PARTNERSHIP, START 1/16/2003, ZERO HOURS PER MONTH, ZERO DURING TRADNIG, SMALL INTEREST IN A BROADWAY PRODUCTION. 2. TRUSTEE FOR FRIEND; INV RELATED; GLENCOE, IL; START 10/16/2012; ZERO HOURS PER MONTH. 3. LITTLE CITY, INV RELATED, DEERFIELD, IL, INVESTMENT COMMITTEE MEMBER, START 5/29/2014, .2 HOURS PER MONTH, .2 HOURS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-31
S63	Uniform Securities Agent State Law Examination	1986-01-13

S65 Uniform Investment Adviser Law Examination

1998-08-31
S63 Uniform Securities Agent State Law Examination

1986-01-13

Other Names

Neil Rueben Cooper

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