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Donald Paul Brough

Ameriprise Financial Services, LLC

Dublin, OH

Powell, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-15
  • OH RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

6515 Longshore Loop Ste 400, Dublin, OH 43017-2915 • United States

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Securities Financial Network, Llc : 11025 Dublin OH 02/2009 01/2021
Ameriprise Financial Services Inc Dublin OH 01/2021 01/2021
Ameriprise Financial Services, Llc Dublin OH 03/2020 03/2020
Ameriprise Financial Services, Llc. Dublin OH 01/2021 Present
Previous Registrations
  • 2009-02-10 → 2021-01-21
    Wells Fargo Advisors Financial Network, Llc
    Dublin, OH
  • 2006-05-04 → 2009-02-11
    Osaic Services, Inc.
    Scottsdale, AZ
    Dublin, OH
  • 2001-10-21 → 2006-08-16
    Preferred Capital Management
    Dublin, OH
  • 2001-06-05 → 2006-05-02
    Raymond James Financial Services, Inc.
    Dublin, OH
    Dublin, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-20
S63 Uniform Securities Agent State Law Examination 2003-03-18
  • S66 Uniform Combined State Law Examination
    2006-01-20
  • S63 Uniform Securities Agent State Law Examination
    2003-03-18
Other Names
  • Don Brough

View on SEC IAPD

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Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
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PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
MORGAN STANLEY · Dublin, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
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