William Brewster Budd

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
CT	RA	APPROVED	2012-01-03

TX RA
APPROVED_RES

Since 2020-04-08
CT RA
APPROVED

Since 2012-01-03

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Stamford	CT	11/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

11/2011 → Present

Morgan Stanley Smith Barney

Stamford, CT
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

Budd family Limited Liability Limited Partnership; Investment related; MN; Private Company; General Partner; Dec/2001; During business hours: 0; After business hours: 3; Owns and manages the upkeep of a family cabin

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-30
S63	Uniform Securities Agent State Law Examination	1986-02-11

S66 Uniform Combined State Law Examination

2011-12-30
S63 Uniform Securities Agent State Law Examination

1986-02-11

Other Names

William Brewster Budd

View on SEC IAPD