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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-15 |
| TX | RA | APPROVED | 2026-06-15 |
Branch Locations
8114 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Little Rock | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | 08/2019 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 08/2019 | 06/2026 |
| Lpl Financial, Llc | Little Rock | AR | 06/2026 | Present |
1. 05/2026 – BVJ WEALTH MANAGEMENT LLC – DBA for LPL Business (entity for LPL business) – Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 6/15/2026 2. 05/2026 – JAB, LLC– Business Entity For Tax/Investment Purposes Only – Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Little Rock AR 72217 – OBA Start Date: 01/16/2026 3. 05/2026 – HBL WEALTH MANAGEMENT LLC – Business Entity For Tax/Investment Purposes Only – Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Little Rock AR 72201 – OBA Start Date: 06/13/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-12 |
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