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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-01 |
| OH | RA | APPROVED | 2009-09-28 |
Branch Locations
6636 Longshore Street Suite 280, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Dublin | OH | 09/2009 | Present |
1. CHALK HORSE FARM LLC; 2230 N STATE ROUTE 61 SUNBURY OH 43074; HORSE STALL RENTAL AND TIMBER FARM; GENERAL PARTNER; MANAGEMENT; AFFILIATION STARTED 03/25/2014; 18 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-28 |
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