Harris Eliot Kagan

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-08-24
CA	RA	APPROVED	1998-11-23

TX RA
APPROVED_RES

Since 2022-08-24
CA RA
APPROVED

Since 1998-11-23

Branch Locations

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Los Angeles	CA	08/1985	Present
Nylife Securities Inc.	Los Angeles	CA	10/1985	Present

08/1985 → Present

New York Life Insurance Company

Los Angeles, CA
10/1985 → Present

Nylife Securities Inc.

Los Angeles, CA

Other Businesses

INVESTMENT ADVISER FOR EAGLE STRATEGIES CORP. I AM APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-02
S63	Uniform Securities Agent State Law Examination	1998-05-15

S65 Uniform Investment Adviser Law Examination

1998-11-02
S63 Uniform Securities Agent State Law Examination

1998-05-15