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Mark Kingsley Simpson

LPl Financial LLC

Houston, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-12
  • TX RA
    APPROVED
    Since 2019-12-12

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark K. Simpson, Cfp Houston TX 01/1987 Present
Next Financial Group Inc. Houston TX 07/2011 12/2019
Lpl Financial, Llc Houston TX 12/2019 Present
  • 01/1987 → Present
    Mark K. Simpson, Cfp
    Houston, TX
  • 07/2011 → 12/2019
    Next Financial Group Inc.
    Houston, TX
  • 12/2019 → Present
    Lpl Financial, Llc
    Houston, TX
Previous Registrations
  • 2011-07-15 → 2019-12-16
    Next Financial Group, Inc.
    Houston, TX
    Houston, TX
  • 2004-03-29 → 2011-07-15
    Securities America Advisors, Inc.
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-01
  • S63 Uniform Securities Agent State Law Examination
    1986-02-01
Designations

View on SEC IAPD

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