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Anthony Mario Montano

Rosman Asset Management, LLC

The Woodlands, TX

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Current Employers
Rosman Asset Management, Llc

The Woodlands, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-28
  • TX RA
    APPROVED
    Since 2019-06-28

Branch Locations

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mitchell Group, Inc. Houston TX 05/2011 06/2019
Rosman Asset Management, Llc The Woodlands TX 06/2019 Present
Yofumo Technologies, Inc. Denver CO 03/2019 Present
  • 05/2011 → 06/2019
    The Mitchell Group, Inc.
    Houston, TX
  • 06/2019 → Present
    Rosman Asset Management, Llc
    The Woodlands, TX
  • 03/2019 → Present
    Yofumo Technologies, Inc.
    Denver, CO
Previous Registrations
  • 2014-01-31 → 2019-06-11
    Mitchell Group Inc
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-13
S63 Uniform Securities Agent State Law Examination 2010-06-02
  • S65 Uniform Investment Adviser Law Examination
    2014-01-13
  • S63 Uniform Securities Agent State Law Examination
    2010-06-02
Other Names
  • Anthony Mario Montano
  • Anthony Mario Montano

View on SEC IAPD

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