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Scott Charles Baldwin

LPl Financial LLC

Northville, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-06-24
TX RA APPROVED 2020-06-24
  • MI RA
    APPROVED
    Since 2020-06-24
  • TX RA
    APPROVED
    Since 2020-06-24

Branch Locations

120 West Main Street Ste 203, Northville, MI 48167 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baldwin Capital Mgmt Inc Northville MI 10/1996 Present
Voya Financial Advisors Northville MI 09/2014 06/2020
Lpl Financial Llc Northville MI 06/2020 Present
  • 10/1996 → Present
    Baldwin Capital Mgmt Inc
    Northville, MI
  • 09/2014 → 06/2020
    Voya Financial Advisors
    Northville, MI
  • 06/2020 → Present
    Northville, MI
Previous Registrations
Other Businesses

1)05/29/2020 - LANDON CAPITAL MNAGEMENT INC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2020 2)05/28/2020 - BALDWIN CAPITAL MANAGEMENT, INC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 1985 2) 06/24/2020- DBA for LPL Business (entity for LPL business)- BALDWIN CAPITAL MANAGEMENT, INC- INV Related- At Reported Business Location(s)- Start date 1985 3) 02/14/2025- Baldwin Capital Tax Services, LLC- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 02/14/2025- 20 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-30
S63 Uniform Securities Agent State Law Examination 1991-11-11
  • S65 Uniform Investment Adviser Law Examination
    2010-03-30
  • S63 Uniform Securities Agent State Law Examination
    1991-11-11

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