Evan Fishman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-06-26
TX	RA	APPROVED_RES	2020-06-22

GA RA
APPROVED

Since 2020-06-26
TX RA
APPROVED_RES

Since 2020-06-22

Branch Locations

3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	06/2006	06/2020
Morgan Stanley Smith Barney Llc	Atlanta	GA	06/2020	Present
Morgan Stanley Private Bank, N.A.	New York	NY	07/2020	Present

06/2006 → 06/2020

Ubs Financial Services Inc.

Atlanta, GA
06/2020 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA
07/2020 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2006-06-16 → 2020-07-07

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA
1998-03-31 → 2006-06-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-07
S63	Uniform Securities Agent State Law Examination	1992-11-13

S65 Uniform Investment Adviser Law Examination

1994-09-07
S63 Uniform Securities Agent State Law Examination

1992-11-13

Other Names

Evan Sanford Fishman

View on SEC IAPD