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506 Rxr Plaza, Uniondale, NY 11556 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-01 |
| VA | RA | APPROVED | 2009-12-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henley & Company Llc | Uniondale | NY | 04/2004 | Present |
| Henley & Company Wealth Management Llc | Uniondale | NY | 09/2007 | Present |
I AM AN INVESTMENT ADVISER AND SUPERVISOR WITH HENLEY & COMPANY WEALTH MANAGEMENT, OUR AFFILIATED RIA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-08 |
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