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Current Employers
Henley & Company Wealth Management Llc

506 Rxr Plaza, Uniondale, NY 11556 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-01
VA RA APPROVED 2009-12-17
  • NY RA
    APPROVED
    Since 2021-04-01
  • VA RA
    APPROVED
    Since 2009-12-17

Branch Locations

506 Rxr Plaza, Uniondale, NY 11556 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Henley & Company Llc Uniondale NY 04/2004 Present
Henley & Company Wealth Management Llc Uniondale NY 09/2007 Present
Other Businesses

I AM AN INVESTMENT ADVISER AND SUPERVISOR WITH HENLEY & COMPANY WEALTH MANAGEMENT, OUR AFFILIATED RIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-30
S63 Uniform Securities Agent State Law Examination 1986-01-08
  • S65 Uniform Investment Adviser Law Examination
    2009-01-30
  • S63 Uniform Securities Agent State Law Examination
    1986-01-08
Other Names
  • Michael J Laderer

View on SEC IAPD

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