Lawrence Howard Katz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-27
NJ	RA	APPROVED	2002-06-03
FL	RA	APPROVED	1995-07-19

TX RA
APPROVED_RES

Since 2021-07-27
NJ RA
APPROVED

Since 2002-06-03
FL RA
APPROVED

Since 1995-07-19

Branch Locations

Wayne, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Financial Network Advisory Corp.	Torrance	CA	02/1993	Present
Linsco/Private Ledger Corp.	Wayne	NJ	06/1995	Present

02/1993 → Present

Financial Network Advisory Corp.

Torrance, CA
06/1995 → Present

Linsco/Private Ledger Corp.

Wayne, NJ

Other Businesses

1. 03/06/09 - NON-VARIABLE INSURANCE, LTC, 1% OF TIME.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-12-16

S63 Uniform Securities Agent State Law Examination

1985-12-16

Other Names

Larry Katz

View on SEC IAPD