William Baylis Rector

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-10-27
MT	RA	APPROVED	2021-10-22
TX	RA	APPROVED_RES	1998-06-04
VA	RA	APPROVED	1991-11-15

MI RA
APPROVED

Since 2023-10-27
MT RA
APPROVED

Since 2021-10-22
TX RA
APPROVED_RES

Since 1998-06-04
VA RA
APPROVED

Since 1991-11-15

Branch Locations

Richmond, VA • United States

951 East Byrd Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
#Ia Painewebber Incorporated	Richmond	VA	10/1985	Present
Ubs Financial Services Inc.	Richmond	VA	10/1985	Present

10/1985 → Present

#Ia Painewebber Incorporated

Richmond, VA
10/1985 → Present

Ubs Financial Services Inc.

Richmond, VA

Other Businesses

CHARLOTTE C. RECTOR / 11315 BETHEL CHURCH ROAD STONY CREEK, VA 23882 / OTHER / OTHER INDIVIDUAL ACCOUNT / NONE / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / OTHER FINANCIAL ADVISOR / NONE / POTENTIAL DEALING WITH UBS? NO / START DATE 06/03/1996.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-10-31
S63	Uniform Securities Agent State Law Examination	1986-01-07

S65 Uniform Investment Adviser Law Examination

1991-10-31
S63 Uniform Securities Agent State Law Examination

1986-01-07

Other Names

Trey Rector
William Baylis Iii Rector

View on SEC IAPD