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Mark Steven Ostroff

Cresset Asset Management, LLC

Chicago, IL

New York, NY

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Current Employers
Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-15
CA RA APPROVED 2026-04-07
CT RA APPROVED 2026-04-07
NY RA APPROVED 2026-04-07
TX RA APPROVED 2026-04-07
  • FL RA
    APPROVED
    Since 2026-04-15
  • CA RA
    APPROVED
    Since 2026-04-07
  • CT RA
    APPROVED
    Since 2026-04-07
  • NY RA
    APPROVED
    Since 2026-04-07
  • TX RA
    APPROVED
    Since 2026-04-07

Branch Locations

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

565 5Th Avenue 27Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alloy Asset Management New York NY 01/2016 12/2019
Oath Private Capital New York NY 01/2020 12/2024
Evoke Advisors Los Angeles CA 01/2025 10/2025
Mai Capital Management, Llc Cleveland OH 11/2025 03/2026
Cresset Asset Management New York NY 03/2026 Present
  • 01/2016 → 12/2019
    Alloy Asset Management
    New York, NY
  • 01/2020 → 12/2024
    Oath Private Capital
    New York, NY
  • 01/2025 → 10/2025
    Evoke Advisors
    Los Angeles, CA
  • 11/2025 → 03/2026
    Mai Capital Management, Llc
    Cleveland, OH
  • 03/2026 → Present
    Cresset Asset Management
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-18
S63 Uniform Securities Agent State Law Examination 1985-12-31
  • S65 Uniform Investment Adviser Law Examination
    2025-02-18
  • S63 Uniform Securities Agent State Law Examination
    1985-12-31

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
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