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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-01-23 |
| OK | RA | APPROVED | 2024-01-23 |
| TX | RA | APPROVED_RES | 2018-08-08 |
Branch Locations
12106 Old Hwy 71 South Ste B, Fort Smith, AR 72916 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 08/2013 | 07/2018 |
| Lpl Financial Llc | Fort Smith | AR | 07/2018 | Present |
1) 08/06/2018 - Kinder Financial Strategies - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2018 - 160 hr/mth 2) 01/11/2023 - PENCE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/14/2022 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-07 |
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