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Inactive

Deborah Kelley Neumann

Bass And Bell, Inc.

Little Rock, AR

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Current Employers
Bass And Bell, Inc.

1 Information Way Suite 200, Little Rock, AR 72202 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2019-05-01
  • AR RA
    APPROVED
    Since 2019-05-01

Branch Locations

1 Information Way Suite 200, Little Rock, AR 72202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate Little Rock AR 02/2014 03/2019
Kroger North Little Rock AR 10/2014 11/2019
Bass And Bell, Inc. Little Rock AR 04/2019 Present
  • 02/2014 → 03/2019
    Raymond James & Associate
    Little Rock, AR
  • 10/2014 → 11/2019
    Kroger
    North Little Rock, AR
  • 04/2019 → Present
    Bass And Bell, Inc.
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-29
S63 Uniform Securities Agent State Law Examination 1985-12-04
  • S65 Uniform Investment Adviser Law Examination
    2004-01-29
  • S63 Uniform Securities Agent State Law Examination
    1985-12-04
Other Names
  • Deborah Gaye Kelley
  • Deborah Kelley Hasler
  • Deborah Kelley Hasler

View on SEC IAPD

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