Richard King Dubois

Current Employers

Employment History

• 04/2003 → 12/2017
  Suntrust Bank
  Atlanta, GA
• 02/2018 → 06/2020
  Capsouth Wealth Management
  Mcdonough, GA
• 08/2020 → Present
  Dubois Wealth Management, Llc
  Mcdonough, GA

Previous Registrations

• 2018-04-02 → 2020-06-04
  Capsouth Wealth Management
  Mcdonough, GA
  Dothan, AL

Other Businesses

Own and manage personal rental home. I use VRBO to manage the bookings. I manage the rental income and expenses. Board member; Board Member / Public Company; Investment related: No; 13229 Osterport Drive, Silver Springs Dr. MD 20906; Upper Street Marketing; A holding company; Establish the organization's vision, mission, and purpose. Hire, monitor, and evaluate the chief executive. Provide proper financial oversight. Ensure the organization has adequate resources. Create a strategic plan and ensure that it's followed. Ensure legal compliance and ethical integrity. Manage resources responsibly.; 2021-12-01; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0; Name of outside business: Sea Island outdoor service; Is the business investment related: No; Location of the business: 100 Kings Way St. Simons Island GA 31522 United States; Position Title: Outdoor service attendant; Responsibilities Duties: Outside golf services; Start date with business:2024-10-12; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 24; Percentage of total yearly compensation expected to be derived from the business: 5; Will an IRS form for income earned be received: Yes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-30
• S63 Uniform Securities Agent State Law Examination
  1985-11-25

Other Names

• Rick Dubois